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STOP NISM EXAM FOR DISTRIBUTORSNo. of comments:2 ARN-YFS, pune, YFS On 21-Jan-2015

STOP NISM EXAM FOR DISTRIBUTORS, IT HAS NO MEANING IF HIS /HER ADVISE IS COMPETED WITH DIRECT PLAN. LIKE VEHICLE DRIVING ONE NEEDS DRIVING LICENSE , SAME MAKE IT MANDATORY FOR INVESTORS WHO WANT TO GO DIRECT, MAKE EXAMS AND RENEWAL FEES SAME AS DISTRIBUTORS PAY . SEBI IS SELF -CONTRADICTORY, EITHER NO EXAM TO BOTH OR APPLY TO BOTH

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Comments Posted

ARN-YFS ARN NO :YFS pune, 22 Jan 2015

VERY TRUE ,IN SME SECTION/ DERIVATIVE SECTION THERE ARE LOT OF HURDLES TO PROTECT SMALL INVESTORS E.G CAN INVEST ONLY ABOVE 1 LAC ETC IMP THING IS SEBI MUST NOT MAKE IFAs INSECURE OR UNCERTAIN IT WILL NEVER ENCOURAGE IFAs, BUSINESS SECURITY IS VERY IMP UNCERTAIN ENVIRONMENT IS ALSO ONE OF THE REASONS FOR MIS-SELLING IF CLIENTS TAKE ADVISE FROM IFA AND INVEST DIRECT WITHOUT PAYING HIM FEES HOW , IFA CAN SUSTAIN IN BUSINESS

NAVNEET MITTAL ARN NO :8879 SAHARANPUR, 22 Jan 2015

Absolutely right . Some investors listen something from CNBC or get some information from websites or newspapers etc and start thinking that they are capable of investing by seeing the top ranking funds but it''s not right they don''t know the basics. Either there should also be an exam for those who want to go direct or there should a threshold limit of 10 or 25 lacs to go direct. If somebody want to start a sip of 1000 what is the use for him for direct plan.