imageVijay VenkatramWealth ForumMumbai
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  What’s your decision, Mr. SEBI Chairman?
Lets say you (my reader) are the SEBI Chairman for a day and the key issue in front of you today is a decision on a proposed new regulation that will impact what mutual fund distributors can and cannot do in terms of guiding investors.
16-Aug-2017

Value of Good Advice: 4.95% p.a.
We are very happy to share an industry-first initiative: the Wealth Forum MF Advisor Alpha Report 2017
05-Jul-2017
 

  SEBI’s new RIA proposals humiliate MFDs
SEBI’s latest RIA proposals announced yesterday finally recognize the importance of maintaining product suitability responsibilities with MFDs, but strangely conclude that they cannot offer incidental advice anyway – which violates clearly established IOSCO principles. Its latest salvo completely ignores all the recommendations of its own International Advisory Board. And the unkindest cut of all is a new fatwa that distributors must declare to their clients – at the time of executing every transaction – that they may not be acting in their clients’ best interests. This is plain defamatory and humiliating.
23-Jun-2017

The best investment your clients can ever make
The 3rd edition of HDFC Charity Fund for Cancer Cure opens on 10th March - don't miss the opportunity of helping your clients invest for the best returns their money can possibly give - saving lives.
10-Mar-2017
 

  BIG retail growth opportunity opens up today
There is a year-long marketing blitzkrieg that Reliance MF is unleashing to celebrate National Mutual Funds Day on the 7th of every month – starting from today. This presents a BIG opportunity for retail distributors to dovetail sales efforts to synchronize with the 7th of every month – when decibel level around mutual funds will be very high – and thus harness this marketing firepower to turbo charge your sales, scale up your business and collectively help expand the market.
07-Mar-2017

Trail commissions are anti-investor
Trail commissions are anti-investor: that’s the conclusion that the Canadian regulator (CSA) has reached in its recent discussion paper where it calls for eliminating embedded commissions in mutual funds, to be substituted by a fee based model. CSA has made 3 points on why it believes trail is anti-investor – which bear careful reflection.
18-Jan-2017
 

  Only 3 questions for Mr. U K Sinha
As SEBI’s Board gets ready to deliberate and approve the RIA regulations, we urge Mr. Sinha and SEBI’s Board to consider these 3 questions – answers to which may give them some sense of what could be the unintended consequences of the regulations, as currently proposed.
13-Jan-2017

Mirror, mirror on the wall, who is the fastest of them all?
We present the 3rd annual edition of our “Mirror Report”, which throws a spotlight on AuM growth of all fund houses for the calendar year gone by. This year, we also present a report card for 3 year growth – which covers the momentum period of 2014, 2015 and 2016 – three years in which industry AuM more than doubled from Rs. 8 lakh crores to just under Rs.17 lakh crores.
09-Jan-2017
 

  FIFA presents hard data to U K Sinha
FIFA has written a very well drafted, comprehensive and fact-based letter to Mr. U K Sinha, urging him to get SEBI to think carefully about the ramifications of going ahead with the proposed changes to the RIA regulations, which it appears, SEBI is keen to push through despite overwhelming concerns raised during the consultation process
03-Jan-2017

SEBI mulls new MF-RIA intermediation model
SEBI is attempting to introduce a new version of RIA, but is not addressing the core issue. The most likely outcome when the new regulations come into force: jugaad.
26-Dec-2016
 

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